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Donald Chris Hubert

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Type: SEC and FINRA Registered

Donald Hubert is a financial professional at Cadaret Grant & Co Inc, a broker-dealer with 910 registered representatives nationwide. Donald has held an industry securities registration for 33 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Cadaret Grant & Co Inc 6 years, 6 months May 2009 - Present
SagePoint Financial, Inc. 4 months Jan 2009 - May 2009
Aig Financial Advisors, Inc. 3 months Oct 2008 - Jan 2009
Addison Rutland Superior Union 6 years, 1 month Sep 2003 - Oct 2009
American General Securities Incorporated 6 years Oct 2002 - Oct 2008
Franklin Life/Aig 24 years, 10 months Jul 1984 - May 2009
Lion & Panther Financial Group 37 years, 6 months Jun 1978 - Present
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 01/08/2010
General Securities Representative ExaminationSeries 7 05/17/2007
Investment Company Products/Variable Contracts Principal ExaminationSeries 26 11/09/2006
Uniform Investment Adviser Law ExaminationSeries 65 10/13/2003
Uniform Securities Agent State Law ExaminationSeries 63 06/15/1999
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 01/02/1982

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Donald Chris Hubert has not answered any questions on Financial Q&A.

Top Articles

Donald Chris Hubert has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees