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Donald Chris Hubert

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Information

Firm:
Type: Dual Registration
Description

Donald Hubert is a financial professional at Cadaret Grant & Co Inc, a broker-dealer with 979 registered representatives nationwide. Donald has held an industry securities registration for 10 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Cadaret Grant & Co Inc 5 years, 5 months May 2009 - Present
SagePoint Financial, Inc. 4 months Jan 2009 - May 2009
Aig Financial Advisors, Inc. 3 months Oct 2008 - Jan 2009
Addison Rutland Superior Union 6 years, 1 month Sep 2003 - Oct 2009
American General Securities Incorporated 6 years Oct 2002 - Oct 2008
Franklin Life/Aig 24 years, 10 months Jul 1984 - May 2009
Lion & Panther Financial Group 36 years, 4 months Jun 1978 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 10/13/2003
Uniform Securities Agent State Law ExaminationSeries 63 06/15/1999

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Donald Chris Hubert has not answered any questions on Financial Q&A.

Top Guides

Donald Chris Hubert has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/07/2014
09/26/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees