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Jerry Todd Swicegood

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Information

Other Names: J. Todd Swicegood
Firm:
Additional Firm:
Type: Dual Registration
Description

Jerry Swicegood is a financial professional at J.P. Turner & Company, L.L.C., a broker-dealer with 372 registered representatives nationwide. Jerry is also registered with J P Turner & Company Capital Management, LLC, a $354M RIA based in Atlanta, GA. Jerry has held an industry securities registration for 28 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
J.P. Turner & Company, L.L.C. 4 years, 6 months Mar 2010 - Present
Gunnallen Financial 10 months May 2009 - Mar 2010
Synergy Investment Group 2 years, 8 months Sep 2006 - May 2009
H. Beck, Inc. 1 year, 3 months May 2005 - Aug 2006
Wachovia Securities Financial Network, LLC 1 year, 10 months Jul 2003 - May 2005
High Return Sportsfishing 14 years, 8 months Jan 2000 - Present
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 01/09/2004
General Securities Principal ExaminationSeries 24 02/27/1990
Uniform Securities Agent State Law ExaminationSeries 63 01/06/1986
General Securities Representative ExaminationSeries 7 12/21/1985

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Jerry Todd Swicegood has not answered any questions on Financial Q&A.

Top Guides

Jerry Todd Swicegood has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Other Pooled Investment Vehicles
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

9 Customer Disputes

2 Final Judgments

1 Regulatory Event

As of Date
09/06/2014
04/21/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees