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Jerry Todd Swicegood

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Other Names: J. Todd Swicegood
Additional Firm:
Type: SEC and FINRA Registered

Jerry Swicegood is a financial professional at J.P. Turner & Company, L.L.C., a broker-dealer with 377 registered representatives nationwide. Jerry is also registered with J P Turner & Company Capital Management, LLC, a $452M RIA based in Atlanta, GA. Jerry has held an industry securities registration for 29 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
J.P. Turner & Company, L.L.C. 5 years, 2 months Mar 2010 - Present
Gunnallen Financial 10 months May 2009 - Mar 2010
Synergy Investment Group 2 years, 8 months Sep 2006 - May 2009
H. Beck, Inc. 1 year, 3 months May 2005 - Aug 2006
High Return Sportsfishing 15 years, 5 months Jan 2000 - Present
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 01/09/2004
General Securities Principal ExaminationSeries 24 02/27/1990
Uniform Securities Agent State Law ExaminationSeries 63 01/06/1986
General Securities Representative ExaminationSeries 7 12/21/1985

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Jerry Todd Swicegood has not answered any questions on Financial Q&A.

Top Guides

Jerry Todd Swicegood has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Other Pooled Investment Vehicles
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

9 Customer Disputes

2 Final Judgments

1 Regulatory Event

9 Customer Disputes

2 Final Judgments

1 Regulatory Event

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees