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Jerry Todd Swicegood

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Information

Other Names: J. Todd Swicegood
Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with J P Turner & Company Capital Management, LLC ended in May 26, 2015.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
J.P. Turner & Company, LLC 5 years, 4 months Mar 2010 - Present
Gunnallen Financial 10 months May 2009 - Mar 2010
Synergy Investment Group 2 years, 8 months Sep 2006 - May 2009
H. Beck, Inc. 1 year, 3 months May 2005 - Aug 2006
High Return Sportsfishing 15 years, 6 months Jan 2000 - Present
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 01/09/2004
General Securities Principal ExaminationSeries 24 02/27/1990
Uniform Securities Agent State Law ExaminationSeries 63 01/06/1986
General Securities Representative ExaminationSeries 7 12/21/1985

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Jerry Todd Swicegood has not answered any questions on Financial Q&A.

Top Guides

Jerry Todd Swicegood has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Not registered
Disclosures

9 Customer Disputes

2 Final Judgments

1 Regulatory Event

9 Customer Disputes

2 Final Judgments

1 Regulatory Event

As of Date
05/26/2015
06/04/2015
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.