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Patrick Allen Henry

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Information

Firm:
Additional Firm:
Type: Dual Registration
Description

Patrick Henry is a financial professional at Hanson Mcclain Advisors, a $2B RIA based in Sacramento, CA. Patrick is also registered with Hanson Mcclain Securities, a broker-dealer with 34 registered representatives CA, IL and IA. Patrick has held an industry securities registration for 14 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Hanson Mcclain Strategic Advisors, Inc. 10 months Aug 2011 - Jun 2012
Hanson Mcclain 6 years, 6 months Apr 2008 - Present
Hanson Mcclain 6 years, 9 months Jan 2008 - Present
Securities America, Inc 3 years, 5 months Jul 2004 - Dec 2007
Hanson Mcclain 3 years, 9 months Apr 2004 - Jan 2008
Hanson Mcclain Advisors 10 years, 8 months Feb 2004 - Present
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 11/12/2004
Uniform Investment Adviser Law ExaminationSeries 65 06/25/1999
General Securities Representative ExaminationSeries 7 01/13/1999
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 05/11/1988

Answers and Guides

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Top Answers

Patrick Allen Henry has not answered any questions on Financial Q&A.

Top Guides

Patrick Allen Henry has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Investment Companies
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/26/2014
09/26/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges