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Gregory Karsky

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Information

Other Names: Gregory Kim Karsky
Firm:
Type: RIA
Description

Gregory Karsky is a financial professional at Spruce Hill Capital, LLC, a $127M RIA based in Guilford, CT. Gregory has held an industry securities registration for 8 years and is subject to SEC oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Spruce Hill Capital, LLC 6 months, 4 weeks May 2014 - Present
Bank of America, N.A. 1 year, 1 month Mar 2013 - Apr 2014
Merrill Lynch, Pierce, Fenner & Smith Incorporated 1 year, 3 months Jan 2013 - Apr 2014
Ameriprise 6 years, 9 months Apr 2006 - Jan 2013
Belle Haven Investments 6 months Dec 2005 - Jun 2006
Sans Souci 13 years, 6 months Jun 2001 - Present
Sans Souci 4 years, 6 months Jun 2001 - Dec 2005
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 08/25/2006

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Gregory Karsky has not answered any questions on Financial Q&A.

Top Guides

Gregory Karsky has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/03/2014
09/17/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees