Home  >  BrightScope Advisor Pages  >  Joshua Morgan Brown

Joshua Morgan Brown

Joshua Morgan Brown

Contact Advisor

Information

Firm:
Ritholtz Wealth Management
Managing Member
Type: RIA
Description

Joshua Morgan Brown is a New York City-based Investment Adviser Representative for Ritholtz Wealth Management. Josh always knew he wanted to work on Wall Street and help people with their money - he was educated at the University of Maryland and attained his Series 7 license in 1997 while still in school.

He began his ...(see more)

BrightScope Advisor Metrics

Answers and Guides

Level 19 Level 19 Contributor 11 Answers and 1 Financial Guide

Top Answers

Answered Apr 04, 2012 near Manhattan, NY
27 votes
I think penny stocks are fantastic for the following: Capital Loss generation Promoters and "investor relations firms" who represent the companies People who live far away from a store that sells lotto tickets Anyone who finds themself in some type ...(more)
Answered Mar 13, 2012 near Manhattan, NY
19 votes
Not important at all. The star system at Morningstar is predicated on how the fund has done historically. You’re probably not interested in betting on a horse that ran the Kentucky Derby in 2011, right? Morningstar is working on improving its ratings ...(more)
Answered Mar 09, 2012 near Manhattan, NY
17 votes
The "Golden Number" of mutual funds you should invest in is zero. The mutual fund is an inferior product utilizing the cutting edge of post-Depression Era technology (the Investment Company Act of 1940 created the rules). The few remaining mutual funds ...(more)
See more Answers

Top Guides

What's the Deal with Generation Y's Distrust in the Stock Market?

Published Mar 09, 2012
19 votes
"To me it just doesn't seem logical, that you could save all that money and then potentially lose it all down the road." - Diane Casaretti, 26-year-old marketing rep The Generation Yers - now in ...(more)
*Answers and guides are provided without compensation.

Advisor Information

Articles/Publications

Lying By Omission: Mutual Funds, Track Records and Departing Managers

In the mutual fund world, it is said that the manager doesn’t own his track record, the suits own it

Review of my book 'Backstage Wall Street'

The first review of 'Backstage Wall Street' is in - and it's a good one!

Social Media

Firm Client Types

High Net Worth Individuals
Individuals
Pension and Profit Sharing Plans
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Ritholtz Wealth Management 7 months, 2 weeks Sep 2013 - Present
Fusion Analytics Inv Partners 3 years, 2 months Jul 2010 - Sep 2013
Westrock Advisors 8 years, 3 months Apr 2002 - Jul 2010
Lew Leiberbaum 13 years Jul 1997 - Jul 2010
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 01/20/2014, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
01/20/2014
02/03/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 08/02/2010
General Securities Principal Examination Series 24 11/01/2004
Uniform Securities Agent State Law Examination Series 63 10/28/1997
General Securities Representative Examination Series 7 10/04/1997

Advisor Compensation Arrangements

help text
Fee Only
Advisor

This advisor has certified that they are compensated solely by their clients, and do not accept commissions or compensation of any kind based on the products they recommend.


Types of Compensation Arrangements