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Wendy Piper Weant

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Other Names: Wendy Karen Piper, Wendy P Weant
Type: Dual Registration

Wendy Weant is a financial professional at Transamerica Financial Advisors, Inc., a broker-dealer with over 5,050 registered representatives nationwide. Wendy has held an industry securities registration for 8 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Transamerica Financial Advisors, Inc. 1 year Oct 2013 - Present
Ing Financial Partners 7 years, 9 months Dec 2005 - Sep 2013
Insight Financial Partners, LLC 9 years, 9 months Jan 2005 - Present
American General Securities 1 year, 9 months Mar 2003 - Dec 2004
Aig American General Life Insuranc Company 2 years, 11 months Jan 2003 - Dec 2005
Self Employed Musician/Performer 33 years, 1 month Oct 1981 - Present
ExamSeriesPassed Date
General Securities Representative ExaminationSeries 7 07/28/2008
Uniform Investment Adviser Law ExaminationSeries 65 09/05/2006
Uniform Securities Agent State Law ExaminationSeries 63 02/13/2003
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 01/30/2003

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Wendy Piper Weant has not answered any questions on Financial Q&A.

Top Guides

Wendy Piper Weant has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

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  • Hourly Charges
  • Fixed Fees
  • Commissions