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John Richard Dismuke

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Shaw Group LLC
Managing Director/Chief Compliance Officer
Type: RIA

John Dismuke is an executive and is sole owner of Shaw Group LLC, a $40M RIA based in Sandy, UT. John has held an industry securities registration for 14 years and is subject to SEC oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Shaw Group LLC 11 years, 10 months Feb 2004 - Present
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 04/20/2004
Uniform Securities Agent State Law ExaminationSeries 63 12/16/1997
General Securities Representative ExaminationSeries 7 11/26/1997
Municipal Securities Representative ExaminationSeries 52 04/09/1997

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

John Richard Dismuke has not answered any questions on Financial Q&A.

Top Articles

John Richard Dismuke has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status
Not registered

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets