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Candace Lee Mortenson

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Other Names: Candace Lee Mesenbourg
Type: SEC and FINRA Registered

Candace Mortenson is a financial professional at RBC Capital Markets, LLC, a broker-dealer with over 5,150 registered representatives nationwide. Candace has held an industry securities registration for 29 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Rbc Capital Markets 7 years, 9 months Mar 2008 - Present
Rbc Municipal Products Inc. 11 years, 10 months Feb 2004 - Present
Rbc Dain Rauscher Inc. 4 years, 1 month Feb 2004 - Mar 2008
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 04/16/2007
General Securities Representative ExaminationSeries 7 09/20/1986
Municipal Securities Representative ExaminationSeries 52 06/21/1985

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Candace Lee Mortenson has not answered any questions on Financial Q&A.

Top Articles

Candace Lee Mortenson has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Other Investment Advisors
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions