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Candace Lee Mortenson

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Information

Other Names: Candace Lee Mesenbourg
Firm:
Type: Dual Registration
Description

Candace Mortenson is a financial professional at RBC Capital Markets, LLC, a broker-dealer with over 5,300 registered representatives nationwide. Candace has held an industry securities registration for 21 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Rbc Capital Markets 6 years, 7 months Mar 2008 - Present
Rbc Municipal Products Inc. 10 years, 8 months Feb 2004 - Present
Rbc Dain Rauscher Inc. 4 years, 1 month Feb 2004 - Mar 2008
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 04/16/2007

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Candace Lee Mortenson has not answered any questions on Financial Q&A.

Top Guides

Candace Lee Mortenson has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Other Investment Advisors
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/03/2014
06/27/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions