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Robert Lee Keys

Other Names: Bob Keys
Firm:
Private Consulting Group, Inc.
CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER & PRESIDENT
Type: Not Actively Registered
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Description

Robert Keys an executive and has an ownership stake of Private Consulting Group, Inc., a broker-dealer with 5 registered representatives nationwide. Robert has held an industry securities registration for 28 years.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Robert Lee Keys has not answered any questions on Financial Q&A.

Top Guides

Robert Lee Keys has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Corporations or Other Businesses
Charitable Organizations
Other Pooled Investment Vehicles

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Private Wealth Advisors, Inc. 4 years, 4 months Jan 2009 - Present
Private Consulting Group 12 years, 5 months Dec 2000 - Present
Private Consulting Group, Inc. 17 years, 3 months Feb 1996 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 06/16/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Not registered
Not registered
Disclosures

No Disclosures Found

2 Customer Disputes

1 Customer Dispute Pending

2 Final Judgments

3 Regulatory Events
As of Date
06/16/2011
10/16/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 08/11/1998
Uniform Securities Agent State Law Examination Series 63 01/17/1983
General Securities Principal Examination Series 24 09/14/1981
General Securities Representative Examination Series 7 12/20/1980

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions