Santa Ana, Orange County, CA July 19, 2011 - Most people don't even know what a Fiduciary is, let alone what their responsibilities are. In the case of a 401k this is someone managing the assets of another person and stands in a special relationship of trust, confidence, and/or legal responsibility. According to the US department of Labor "Fiduciaries who do not follow the basic standards of conduct may be personally liable to restore any losses to the plan, or to restore any profits made through improper use of the plan's assets resulting from their actions" Working with a consultant allows your advisor to be part of team, even signing on as a Fiduciary with respect to the investments of the plan as defined under Section 3(21)(A)(ii) of ERISA. LPL Tracking #602008

Irvine, Orange County, CA September 6, 2010 - CERTIFIED FINANCIAL PLANNER Practitioner Daniel S. Romero, CFP, AIF, CFS recently appeared on Critical Mass, hosted by Ric Franzi at www.OCTalkRadio.net. Mr. Romero discusses items related to how he got started in the business, philosophies that guide his practice, common mistakes for executives and business owners, items to be aware of regarding 401(k) regulation, and approach to volatility. The show is roughly 25 minutes long, please click on the PLAY BUTTON below to listen in full! Tracking #665603

San Diego, CA July 11, 2011 -- Daniel S. Romero CFP, AIF, CFS, an independent financial advisor at Romero & Levin Wealth Management, Inc. in Santa Ana, CA today announced that he was recognized as a top financial advisor and named to the LPL Financial Directors Club. This distinction is based on an annual production ranking of all registered advisors supported by LPL Financial LLC (LPL Financial), the nations largest independent broker-dealer*, and is awarded to less than 20 percent of the firms more than 12,000 advisors nationwide. LPL Tracking #615486

Washington, D.C. August 2, 2011 - Daniel Romero was asked to comment in Thomson Reuters today specific to issues pertaining to the current debt crisis. Compliance - Stock investing involves risk including loss of principal. The fast price swings of commodities will result in significant volatility in an investor's holdings. The opinions voiced in this material are for general information only and are not intended to provide specific advice or recommendations for any individual. To determine which investment(s) may be appropriate for you, consult your financial advisor prior to investing. All performance referenced is historical and is no guarantee of future results. All indices are unmanaged and may not be invested into directly. LPL Tracking #602008

Tustin, Orange County, CA Apr 14, 2010 Daniel S. Romero, CFP, AIF, CFS, an independent financial advisor at LPL Financial in Santa Ana, CA today announced that he was recognized as a top financial advisor and named to the LPL Financial Directors Club. This distinction is based on an annual production ranking of all registered advisors supported by LPL Financial... LPL Tracking #615486

Westwood, Los Angeles County, CA Oct 12, 2010 Los Angeles, CA. October 1, 2010- TRAUTM-The Retirement Advisor UniversityTM at UCLA Anderson School of Management Executive Education held the first on campus session for students enrolled in the Certified 401(k) ProfessionalTM designation program working towards earning their C(k)PTM designation. Daniel S. Romero, CFP, AIF from Santa Ana, CA attended and as such will be one of the first 75 financial professionals in the nation to be eligible to earn the... LPL Financial Tracking #674493

Newport Beach, Orange County, May 6, 2011 - Why is it so important to choose your 401k financial advisor so carefully? The answer is simple: the word "fiduciary." A fiduciary is someone who is managing the financial assets of another person, and within a company, there can be more than one fiduciary. If you are offering your employees a 401k plan, then most likely you are a fiduciary, and if you are, you have certain responsibilities by law. Tracking #602008