Daniel S. Romero, CFP®, AIF®, RF™

Costa Mesa, CA --(Marketwire - Feb 11, 2013) - Daniel S. Romero, CFP®, an independent financial advisor at Romero & Levin Wealth Management, Inc. in Santa Ana, CA today announced that he was recognized as a top financial advisor and named to the LPL Financial Patriot's Club. This distinction is based on a ranking of all registered advisors supported by LPL Financial LLC ("LPL Financial"), the nation's largest independent broker-dealer*, and is awarded to ten percent of the firm's approximately 13,100 advisors nationwide. LPL Tracking #1-042062

Yorba Linda, Financial Advisor, CA, May 6, 2011 - Why is it so important to choose your 401k financial advisor so carefully? The answer is simple: the word "fiduciary." A fiduciary is someone who is managing the financial assets of another person, and within a company, there can be more than one fiduciary. If you are offering your employees a 401k plan, then most likely you are a fiduciary, and if you are, you have certain responsibilities by law. Tracking #602008

Anaheim, Financial Advisor, CA Apr 14, 2010 Daniel S. Romero, CFP, AIF, CFS, an independent financial advisor at LPL Financial in Santa Ana, CA today announced that he was recognized as a top financial advisor and named to the LPL Financial Directors Club. This distinction is based on an annual production ranking of all registered advisors supported by LPL Financial... LPL Tracking #615486

Huntington Beach, CA, Financial Advisor -- Daniel S. Romero CFP, AIF, CFS, an independent financial advisor at Romero & Levin Wealth Management, Inc. in Santa Ana, CA today announced that he was recognized as a top financial advisor and named to the LPL Financial Directors Club. This distinction is based on an annual production ranking of all registered advisors supported by LPL Financial LLC (LPL Financial), the nations largest independent broker-dealer*, and is awarded to less than 20 percent of the firms more than 12,000 advisors nationwide. LPL Tracking #615486

Tustin, Financial Planner, CA - In a consumer survey conducted in 2011*, over half of those surveyed indicated that it is difficult to find a wealth manager that is trustworthy and dependable. In this new age of stock market uncertainty, trust and dependability are a crucial quality to find in financial advisors, life insurance agents, accountants and tax advisors. LPL Tracking #602008

Newport Beach, CA LPL, Financial Advisor - Daniel S. Romero, CFP®, AIF®, RF™ an independent financial advisor at Romero & Levin Wealth Management, Inc. in Santa Ana, CA today announced that he was recognized as a top financial advisor and named to the LPL Financial Director’s Club. This distinction is based on an annual production ranking of the approximately 12,800 registered advisors nationwide who are supported by LPL Financial LLC (“LPL Financial”), the nation’s largest independent broker-dealer.* LPL Tracking #1-042236

Orange County, CA, LPL, Financial Planner, June 7, 2012 – Our firm has learned that LinkedIn.com, the popular professional social networking site, has experienced a data breach, and 6.5 million passwords have likely been stolen and posted to the internet. LinkedIn has stated that the passwords were protected; however, attackers are using advanced methods to circumvent this.

Santa Ana, Orange County, CA July 19, 2011 - Most people don't even know what a Fiduciary is, let alone what their responsibilities are. In the case of a 401k this is someone managing the assets of another person and stands in a special relationship of trust, confidence, and/or legal responsibility. According to the US department of Labor "Fiduciaries who do not follow the basic standards of conduct may be personally liable to restore any losses to the plan, or to restore any profits made through improper use of the plan's assets resulting from their actions" Working with a consultant allows your advisor to be part of team, even signing on as a Fiduciary with respect to the investments of the plan as defined under Section 3(21)(A)(ii) of ERISA. LPL Tracking #602008

Irvine, Orange County, CA September 6, 2010 - CERTIFIED FINANCIAL PLANNER Practitioner Daniel S. Romero, CFP, AIF, CFS recently appeared on Critical Mass, hosted by Ric Franzi at www.OCTalkRadio.net. Mr. Romero discusses items related to how he got started in the business, philosophies that guide his practice, common mistakes for executives and business owners, items to be aware of regarding 401(k) regulation, and approach to volatility. The show is roughly 25 minutes long, please click on the PLAY BUTTON below to listen in full! Tracking #665603

Washington, D.C. August 2, 2011 - Daniel Romero was asked to comment in Thomson Reuters today specific to issues pertaining to the current debt crisis. Compliance - Stock investing involves risk including loss of principal. The fast price swings of commodities will result in significant volatility in an investor's holdings. The opinions voiced in this material are for general information only and are not intended to provide specific advice or recommendations for any individual. To determine which investment(s) may be appropriate for you, consult your financial advisor prior to investing. All performance referenced is historical and is no guarantee of future results. All indices are unmanaged and may not be invested into directly. LPL Tracking #602008

Westwood, Los Angeles County, CA Oct 12, 2010 Los Angeles, CA. October 1, 2010- TRAUTM-The Retirement Advisor UniversityTM at UCLA Anderson School of Management Executive Education held the first on campus session for students enrolled in the Certified 401(k) ProfessionalTM designation program working towards earning their C(k)PTM designation. Daniel S. Romero, CFP, AIF from Santa Ana, CA attended and as such will be one of the first 75 financial professionals in the nation to be eligible to earn the... LPL Financial Tracking #674493