| Firm: | |
|---|---|
| Additional Firm: | |
| Type: | Dual Registration |
David Barth is a financial professional at Rehmann Financial, a $1B dollar RIA based in Lansing, MI. David is also registered with Royal Alliance Associates, Inc., a broker-dealer with over 1,950 registered representatives nationwide. David has held an industry securities registration for 10 years and is subject to SEC and FINRA oversight.
| Individuals | |
| High Net Worth Individuals | |
| Pension and Profit Sharing Plans | |
| Corporations or Other Businesses | |
| Charitable Organizations | |
| Other Investment Advisors |
| Employer | Years | Dates |
|---|---|---|
| Royal Alliance Associates | 3 years, 3 months | Mar 2010 - Present |
| Rehmann Financial | 3 years, 5 months | Jan 2010 - Present |
| Cetera Advisors LLC | 6 years, 2 months | Jan 2004 - Mar 2010 |
| Dawson Wealth Management | 6 years | Jan 2004 - Jan 2010 |
| Vestax Securities Corporation | 1 year, 10 months | Mar 2002 - Jan 2004 |
| Dawson/Russell Inc | 9 years, 8 months | May 2000 - Jan 2010 |
| Regulator | ||
|---|---|---|
| License Status |
Registered
|
Registered
|
| Disclosures |
No Disclosures Found |
No Disclosures Found |
| As of Date |
06/04/2012
|
06/06/2012
|
| Exam | Series | Passed Date |
|---|---|---|
| Uniform Combined State Law Examination | Series 66 | 10/06/2004 |
| General Securities Representative Examination | Series 7 | 03/13/2002 |