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David C Barth

David C Barth
Firm:
Additional Firm:
Type: Dual Registration

Description

David Barth is a financial professional at Rehmann Financial, a $1B dollar RIA based in Lansing, MI. David is also registered with Royal Alliance Associates, Inc., a broker-dealer with over 1,950 registered representatives nationwide. David has held an industry securities registration for 10 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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Level 1 Level 1 Contributor 0 Answers and 0 Financial Guides

Top Answers

David C Barth has not answered any questions on Financial Q&A.

Top Guides

David C Barth has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
Other Investment Advisors

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Royal Alliance Associates 3 years, 3 months Mar 2010 - Present
Rehmann Financial 3 years, 5 months Jan 2010 - Present
Cetera Advisors LLC 6 years, 2 months Jan 2004 - Mar 2010
Dawson Wealth Management 6 years Jan 2004 - Jan 2010
Vestax Securities Corporation 1 year, 10 months Mar 2002 - Jan 2004
Dawson/Russell Inc 9 years, 8 months May 2000 - Jan 2010
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 06/04/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
06/04/2012
06/06/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 10/06/2004
General Securities Representative Examination Series 7 03/13/2002

Firm Compensation Arrangements

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Types of Compensation Arrangements

Compensation Arrangement Chart