|Other Names:||Joseph Lloyd Mcadams, Joseph Lloyd Mcadams Jr|
Pacific Income Advisers Inc
CHAIRMAN, DIRECTOR & CIO
Trustee of Lloyd Mcadams Family Trust
Syndicated Capital, Inc.
Srop, Crop, Municipal Securities Principal
Joseph Lloyd Jr Mcadams is an executive and is an owner of Pacific Income Advisers Inc, a $13B RIA based in Santa Monica, CA. Joseph Lloyd Jr Mcadams is also registered with Syndicated Capital, Inc., a broker-dealer with 36 registered representatives nationwide. Joseph Lloyd Jr Mcadams has held an industry securities registration for 21 years and is subject to SEC and FINRA oversight.
Top AnswersJoseph Lloyd Jr Mcadams has not answered any questions on Financial Q&A.
|State or Municipal Government Entities|
|Corporations or Other Businesses|
|Other Pooled Investment Vehicles|
|Pension and Profit Sharing Plans|
|High Net Worth Individuals|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Belvedere Trust Mortgage||7 years, 8 months||Nov 2003 - Jul 2011|
|Bt Management||7 years, 8 months||Nov 2003 - Jul 2011|
|Anworth Mortgage||16 years, 5 months||Oct 1997 - Present|
|Pia Mutual Funds||17 years, 9 months||Jun 1996 - Present|
|Pacific Income Advisers Inc||27 years, 9 months||Jun 1986 - Present|
|Syndicated Capital, Inc.||28 years, 1 month||Feb 1986 - Present|
1 Regulatory Event
1 Regulatory Event
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
|Research Analyst Exam - Part II Regulations Module||Series 87||09/06/2008|
|Research Analyst Exam - Part I Analysis Module||Series 86||09/09/2007|
|Limited Representative-Equity Trader Exam||Series 55||06/18/1998|
|National Commodity Futures Examination||Series 3||09/08/1994|
|Registered Options Principal Examination||Series 4||05/17/1994|
|Municipal Securities Principal Examination||Series 53||05/04/1994|
|Uniform Investment Adviser Law Examination||Series 65||08/09/1993|
|Uniform Securities Agent State Law Examination||Series 63||12/23/1992|
|General Securities Principal Examination||Series 24||11/25/1991|
|General Securities Representative Examination||Series 7||11/19/1991|
Types of Compensation Arrangements
- Percentage of Assets
- Performance-based Fees