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Information

Other Names: Joseph Lloyd Mcadams Jr
Firm:
Pacific Income Advisers Inc
CHAIRMAN, DIRECTOR & CIO
Trustee of Lloyd Mcadams Family Trust
Additional Firm:
Syndicated Capital, Inc.
Srop, Crop, Municipal Securities Principal
Type: Dual Registration
Description

Joseph Mcadams is an executive and is an owner of Pacific Income Advisers Inc, a $12B RIA based in Santa Monica, CA. Joseph is also registered with Syndicated Capital, Inc., a broker-dealer with 37 registered representatives nationwide. Joseph has held an industry securities registration for 21 years and is subject to SEC and FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Joseph Lloyd Mcadams has not answered any questions on Financial Q&A.

Top Guides

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Firm Client Types

Individuals
State or Municipal Government Entities
Corporations or Other Businesses
Other
Other Pooled Investment Vehicles
Investment Companies
Charitable Organizations
Pension and Profit Sharing Plans
High Net Worth Individuals
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Belvedere Trust Mortgage 7 years, 8 months Nov 2003 - Jul 2011
Bt Management 7 years, 8 months Nov 2003 - Jul 2011
Anworth Mortgage 16 years, 6 months Oct 1997 - Present
Pia Mutual Funds 17 years, 10 months Jun 1996 - Present
Pacific Income Advisers Inc 27 years, 11 months Jun 1986 - Present
Syndicated Capital, Inc. 28 years, 2 months Feb 1986 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 10/16/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Regulatory Event

1 Regulatory Event

As of Date
10/16/2013
12/09/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Research Analyst Exam - Part II Regulations Module Series 87 09/06/2008
Research Analyst Exam - Part I Analysis Module Series 86 09/09/2007
Limited Representative-Equity Trader Exam Series 55 06/18/1998
National Commodity Futures Examination Series 3 09/08/1994
Registered Options Principal Examination Series 4 05/17/1994
Municipal Securities Principal Examination Series 53 05/04/1994
Uniform Investment Adviser Law Examination Series 65 08/09/1993
Uniform Securities Agent State Law Examination Series 63 12/23/1992
General Securities Principal Examination Series 24 11/25/1991
General Securities Representative Examination Series 7 11/19/1991

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Performance-based Fees