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Information

Firm:
Type: RIA
Description

Aaron Schroeder is an executive and is sole owner of Farmingbury Financial Services, LLC. Aaron has held an industry securities registration for 30 years and is subject to SEC oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Aaron Schroeder has not answered any questions on Financial Q&A.

Top Guides

Aaron Schroeder has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Purshe Kaplan Sterling Investments 8 years, 10 months Jun 2004 - Apr 2013
Farmingbury Financial Services, LLC 23 years, 10 months Jun 1990 - Present
Main Street Management Company 14 years, 7 months Oct 1989 - May 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 04/18/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
04/18/2013
07/13/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 07/20/1992
Investment Company Products/Variable Contracts Representative Examination Series 6 11/17/1982

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other: % OF ASSETS UNDER MANAGEMENT BY THIRD PARTY MANAGERS