Home  >  BrightScope Advisor Pages  >  George Eugene Pitra

Information

Firm:
Type: Dual Registration
Description

George Pitra is a financial professional at Independent Financial Group, LLC, a broker-dealer with 555 registered representatives nationwide. George has held an industry securities registration for 16 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

George Eugene Pitra has not answered any questions on Financial Q&A.

Top Guides

George Eugene Pitra has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Independent Financial Group 2 years, 11 months May 2011 - Present
Capital Financial Services, Inc. 3 years, 1 month Apr 2008 - May 2011
Barron Moore Advisors, Inc. 1 year, 7 months Sep 2006 - Apr 2008
Barron Moore Insurance Group, Inc. 2 years, 8 months Aug 2005 - Apr 2008
Barron Moore, Inc. 2 years, 8 months Aug 2005 - Apr 2008
Salomon Grey Financial Corporation 1 year, 7 months Jan 2004 - Aug 2005
Shelman Securities 10 months Feb 2003 - Dec 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 06/19/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Financial Disclosure

1 Financial Disclosure

As of Date
06/19/2013
11/10/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Investment Company Products/Variable Contracts Principal Examination Series 26 08/16/2004
Uniform Investment Adviser Law Examination Series 65 07/10/2002
Uniform Securities Agent State Law Examination Series 63 09/12/1996
General Securities Representative Examination Series 7 09/10/1996

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions