|Other Names:||Carolyn Elisabeth Person, Carolyn Person Taylor, Kay Taylor|
Weatherly Asset Management
Limited Partner, Chief Compliance Officer
Carolyn P. Taylor, majority owner of the partnership, is personally and professionally committed to providing comprehensive high-quality investment management services to clients of Weatherly Asset Management. With over 30 years of portfolio management experience to high-net-worth individuals and institutional clients, ...(see more)
|High Net Worth Individuals|
|Pension and Profit Sharing Plans|
|Corporations or Other Businesses|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Weatherly Asset Management||19 years, 7 months||Aug 1994 - Present|
No Disclosures Found
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
|Uniform Investment Adviser Law Examination||Series 65||05/14/1992|
|Uniform Securities Agent State Law Examination||Series 63||02/16/1989|