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Yvonne Marie Lauer

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Other Names: Yvonne Marie Bailitz, Yvonne Marie Iverson, Yvonne Marie Robers
Type: SEC and FINRA Registered

Yvonne Lauer is a financial professional at MWA Financial Services, Inc., a broker-dealer with 714 registered representatives nationwide. Yvonne has held an industry securities registration for 7 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Lauer Financial Services 4 years Jan 2011 - Present
Modern Woodmen of America 7 years, 12 months Feb 2007 - Present
MWA Financial Services, Inc. 7 years, 12 months Feb 2007 - Present
Wills & More 4 years, 4 months Sep 2006 - Jan 2011
Edward Jones 3 months May 2006 - Aug 2006
Kcd Financial, Inc. 1 year, 2 months Feb 2005 - May 2006
Lauer Financial Services 3 years, 1 month Apr 2003 - May 2006
Various Insurance Carriers 5 years, 8 months Sep 2000 - May 2006
Waddell & Reed, Inc 5 years, 11 months Mar 1999 - Feb 2005
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 09/14/2000
General Securities Representative ExaminationSeries 7 08/10/2000

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Yvonne Marie Lauer has not answered any questions on Financial Q&A.

Top Guides

Yvonne Marie Lauer has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions