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Yvonne Marie Lauer

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Information

Other Names: Yvonne Marie Bailitz, Yvonne Marie Iverson, Yvonne Marie Robers
Firm:
Type: SEC and FINRA Registered
Description

Yvonne Lauer is a financial professional at MWA Financial Services, Inc., a broker-dealer with 739 registered representatives nationwide. Yvonne has held an industry securities registration for 13 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Lauer Financial Services 4 years, 8 months Jan 2011 - Present
Modern Woodmen of America 8 years, 7 months Feb 2007 - Present
MWA Financial Services, Inc. 8 years, 7 months Feb 2007 - Present
Wills & More 4 years, 4 months Sep 2006 - Jan 2011
Edward Jones 3 months May 2006 - Aug 2006
Kcd Financial, Inc. 1 year, 2 months Feb 2005 - May 2006
Lauer Financial Services 3 years, 1 month Apr 2003 - May 2006
Various Insurance Carriers 5 years, 8 months Sep 2000 - May 2006
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 09/14/2000
General Securities Representative ExaminationSeries 7 08/10/2000

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Yvonne Marie Lauer has not answered any questions on Financial Q&A.

Top Articles

Yvonne Marie Lauer has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
02/02/2015
09/18/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions