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Yvonne Marie Lauer

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Information

Other Names: Yvonne Marie Bailitz, Yvonne Marie Iverson, Yvonne Marie Robers
Firm:
Type: Dual Registration
Description

Yvonne Lauer is a financial professional at MWA Financial Services, Inc., a broker-dealer with 734 registered representatives nationwide. Yvonne has held an industry securities registration for 11 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Modern Woodmen of America 7 years, 7 months Feb 2007 - Present
MWA Financial Services, Inc. 7 years, 7 months Feb 2007 - Present
Wills & More 8 years Sep 2006 - Present
Edward Jones 3 months May 2006 - Aug 2006
Kcd Financial, Inc. 1 year, 2 months Feb 2005 - May 2006
Lauer Financial Services 3 years, 1 month Apr 2003 - May 2006
Various Insurance Carriers 5 years, 8 months Sep 2000 - May 2006
Waddell & Reed 5 years, 11 months Mar 1999 - Feb 2005
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 09/14/2000
General Securities Representative ExaminationSeries 7 08/10/2000

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Yvonne Marie Lauer has not answered any questions on Financial Q&A.

Top Guides

Yvonne Marie Lauer has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
01/26/2012
10/02/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions