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Overview

Services

Advisor Services

  • Financial Planning

  • Pension Consulting

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Royal Alliance Associates, Inc. 5 years, 7 months Jul 2010 - Present
Nationwide Securities, Inc. 1 year, 11 months Aug 2008 - Jul 2010
Cap1Tol Street Financial Services Group, LLC 11 years, 4 months Oct 2004 - Present
Nationwide Provident 5 years, 10 months Sep 2004 - Jul 2010
1717 Capital Management Co 5 years, 10 months Sep 2004 - Jul 2010
Mercer University Medical School 13 years, 3 months Nov 2002 - Present
Are You
James Rodney Goff?
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Designations & Memberships

  • Chartered Financial Consultant
    Designation
    Chartered Financial Consultant
    Invididuals holding this designation understand the fundamentals of financial planning, including income tax, insurance, investment and estate planning.

Articles and Answers

Insights by James Goff

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Jan 16, 2016
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Jan 19, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Royal Alliance Associates, Inc.

Last updated on Jan. 29, 2016
    • $3.9B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 15K
      Accounts
    • $252.9K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
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