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Information

Other Names: Leon A Wiatrak
Firm:
Mccullough & Associates LLC
Managing Member
Type: RIA
Description

Leon Wiatrak is an executive and has an ownership stake of Mccullough & Associates LLC, an $84M RIA based in Mill Valley, CA. Leon has held an industry securities registration for 10 years and is subject to SEC oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Leon Adam Wiatrak has not answered any questions on Financial Q&A.

Top Guides

Leon Adam Wiatrak has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Gbs Financial, Inc. 8 years, 6 months Oct 2005 - Present
First Allied Securities, Inc. 4 months Jun 2005 - Oct 2005
Mccullough & Associates LLC 9 years, 3 months Jan 2005 - Present
Round Hill Securities, Inc. 1 year, 3 months Mar 2004 - Jun 2005
Mccullough, Andrews & Cappiello, Inc 9 months Mar 2004 - Dec 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 01/20/2010, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

1 Regulatory Event

1 Regulatory Event

As of Date
01/20/2010
11/14/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Municipal Securities Principal Examination Series 53 04/13/2000
General Securities Principal Examination Series 24 05/27/1998
Uniform Investment Adviser Law Examination Series 65 11/04/1996
General Securities Representative Examination Series 7 01/25/1993
Uniform Securities Agent State Law Examination Series 63 01/08/1993

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets