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Leon Adam Wiatrak

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Information

Other Names: Leon A Wiatrak
Firm:
Mccullough & Associates LLC
Managing Member
Type: RIA
Description

Leon Wiatrak is an executive and has an ownership stake of Mccullough & Associates LLC, an $84M RIA based in Mill Valley, CA. Leon has held an industry securities registration for 20 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Gbs Financial, Inc. 8 years, 11 months Oct 2005 - Present
First Allied Securities, Inc. 4 months Jun 2005 - Oct 2005
Mccullough & Associates LLC 9 years, 8 months Jan 2005 - Present
Round Hill Securities, Inc. 1 year, 3 months Mar 2004 - Jun 2005
Mccullough, Andrews & Cappiello, Inc 9 months Mar 2004 - Dec 2004
Exams
ExamSeriesPassed Date
Municipal Securities Principal ExaminationSeries 53 04/13/2000
General Securities Principal ExaminationSeries 24 05/27/1998
Uniform Investment Adviser Law ExaminationSeries 65 11/04/1996
General Securities Representative ExaminationSeries 7 01/25/1993
Uniform Securities Agent State Law ExaminationSeries 63 01/08/1993

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Leon Adam Wiatrak has not answered any questions on Financial Q&A.

Top Guides

Leon Adam Wiatrak has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

1 Regulatory Event

1 Regulatory Event

As of Date
09/08/2014
04/18/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets