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Ronald Wesley Allen

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Other Names: Ron Allen
Additional Firm:
Type: SEC and FINRA Registered

Ronald Allen is a financial professional at Bull & Bear Brokerage Services, Inc., a broker-dealer with 4 registered representatives Florida. Ronald is also registered with Bull & Bear Capital Advisors, LLC, a $39M RIA based in Jacksonville, FL. Ronald has held an industry securities registration for 23 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Florida Gulf Coast University 6 years, 5 months Jul 2009 - Present
Bull & Bear Brokerage Services, Inc. 14 years, 10 months Feb 2001 - Present
Florida Community College At Jacksonville 8 years, 10 months Sep 2000 - Jul 2009
Bull & Bear Capital Advisors, Inc. 17 years Dec 1998 - Present
ExamSeriesPassed Date
Municipal Fund Securities Principal ExaminationSeries 51 03/28/2003
Investment Company Products/Variable Contracts Principal ExaminationSeries 26 09/24/2001
Uniform Investment Adviser Law ExaminationSeries 65 06/23/1999
Uniform Securities Agent State Law ExaminationSeries 63 02/23/1990
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 02/23/1990

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Ronald Wesley Allen has not answered any questions on Financial Q&A.

Top Articles

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Firm Client Types

No client types listed.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.