Home  >  BrightScope Advisor Pages  >  Matthew David Albers


Other Names: Matt David Albers, Matthew D Albers
Type: Dual Registration

Matthew Albers is a financial professional at Newport Coast Asset Management, a broker-dealer with 118 registered representatives nationwide. Matthew has held an industry securities registration for 13 years and is subject to SEC and FINRA oversight.

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Answers and Guides

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Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Newport Coast Asset Management 1 year, 10 months Jun 2012 - Present
Ariston Wealth Management 2 years Apr 2012 - Present
Meyers Associates, L.P. 2 years, 6 months Oct 2011 - Present
Anderson & Strudwick, Incorporated 1 year, 3 months Jul 2010 - Oct 2011
Jesup & Lamont Securities Corp 1 year, 1 month May 2009 - Jun 2010
Empire Financial Group, Inc. 4 years, 4 months Jul 2004 - Nov 2008
Berthel Fisher & Company Financial Services, Inc. 9 months Mar 2003 - Dec 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/19/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status

1 Termination

1 Termination

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 09/09/2009
Uniform Securities Agent State Law Examination Series 63 11/27/1998
General Securities Representative Examination Series 7 11/12/1998

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: OTHER FEES