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Matthew David Albers

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Information

Other Names: Matt David Albers, Matthew D Albers
Firm:
Type: Dual Registration
Description

Matthew Albers is a financial professional at Newport Coast Asset Management, a broker-dealer with 122 registered representatives nationwide. Matthew has held an industry securities registration for 6 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Newport Coast Asset Management 2 years, 4 months Jun 2012 - Present
Ariston Wealth Management 2 years, 6 months Apr 2012 - Present
Meyers Associates, L.P. 3 years Oct 2011 - Present
Anderson & Strudwick, Incorporated 1 year, 3 months Jul 2010 - Oct 2011
Jesup & Lamont Securities Corp. 1 year, 1 month May 2009 - Jun 2010
Empire Financial Group, Inc. 4 years, 4 months Jul 2004 - Nov 2008
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 09/09/2009
Uniform Securities Agent State Law ExaminationSeries 63 11/27/1998

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Matthew David Albers has not answered any questions on Financial Q&A.

Top Guides

Matthew David Albers has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Termination

1 Termination

As of Date
10/03/2014
09/24/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: OTHER FEES