|Other Names:||Matt David Albers, Matthew D Albers|
Matthew Albers is a financial professional at Newport Coast Securities, Inc., a broker-dealer with 118 registered representatives nationwide. Matthew has held an industry securities registration for 13 years and is subject to SEC and FINRA oversight.
Top AnswersMatthew David Albers has not answered any questions on Financial Q&A.
|High Net Worth Individuals|
|Pension and Profit Sharing Plans|
|Corporations or Other Businesses|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Newport Coast Securities, Inc.||1 year, 9 months||Jun 2012 - Present|
|Ariston Wealth Management||1 year, 11 months||Apr 2012 - Present|
|Meyers Associates, L.P.||2 years, 5 months||Oct 2011 - Present|
|Anderson & Strudwick, Incorporated||1 year, 3 months||Jul 2010 - Oct 2011|
|Jesup & Lamont Securities Corp||1 year, 1 month||May 2009 - Jun 2010|
|Empire Financial Group, Inc.||4 years, 4 months||Jul 2004 - Nov 2008|
|Berthel Fisher & Company Financial Services, Inc.||9 months||Mar 2003 - Dec 2003|
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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|Uniform Investment Adviser Law Examination||Series 65||09/09/2009|
|Uniform Securities Agent State Law Examination||Series 63||11/27/1998|
|General Securities Representative Examination||Series 7||11/12/1998|
Types of Compensation Arrangements
- Percentage of Assets
- Hourly Charges
- Fixed Fees
- Other: OTHER FEES