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Matthew David Albers

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Information

Other Names: Matt David Albers, Matthew D Albers
Firm:
Type: Dual Registration
Description

Matthew Albers is a financial professional at Newport Coast Asset Management, a broker-dealer with 121 registered representatives nationwide. Matthew has held an industry securities registration for 14 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Newport Coast Asset Management 2 years, 2 months Jun 2012 - Present
Ariston Wealth Management 2 years, 4 months Apr 2012 - Present
Meyers Associates, L.P. 2 years, 10 months Oct 2011 - Present
Anderson & Strudwick, Incorporated 1 year, 3 months Jul 2010 - Oct 2011
Jesup & Lamont Securities Corp. 1 year, 1 month May 2009 - Jun 2010
Empire Financial Group, Inc. 4 years, 4 months Jul 2004 - Nov 2008
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 09/09/2009
Uniform Securities Agent State Law ExaminationSeries 63 11/27/1998
General Securities Representative ExaminationSeries 7 11/12/1998

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Matthew David Albers has not answered any questions on Financial Q&A.

Top Guides

Matthew David Albers has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Termination

1 Termination

As of Date
08/19/2014
08/19/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: OTHER FEES