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Daniel Edward Mcguire

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Type: SEC and FINRA Registered

Daniel Mcguire is a financial professional at VALIC Financial Advisors, Inc., a $22B RIA based in Central Houston, TX. Daniel has held an industry securities registration for 17 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Valic Investment Services Company 16 years, 5 months Mar 1999 - Present
The Variable Annuity Marketing Company 18 years, 1 month Jul 1997 - Present
ExamSeriesPassed Date
General Securities Representative ExaminationSeries 7 08/20/2014
Uniform Securities Agent State Law ExaminationSeries 63 03/04/1999
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 12/05/1997

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Daniel Edward Mcguire has not answered any questions on Financial Q&A.

Top Guides

Daniel Edward Mcguire has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions