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Albert J. Gutierrez, CFA

Albert J. Gutierrez, CFA
Other Names: Albert Joseph Gutierrez, Bert Gutierrez
Firm:
Atlas Capital Advisors LLC
Chief Compliance Officer
Type: RIA
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Description

Albert Gutierrez, CFA, is a partner and minority owner of Atlas Capital Advisors LLC, a $200M registered investment advisor based in San Francisco, CA. Albert has worked within the capital markets industry since graduating in 1983 with a BS in Economics from The Wharton School, University of Pennsylvania. His background ...(see more)

BrightScope Advisor Metrics

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Answers and Guides

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Level 5 Level 5 Contributor 0 Answers and 1 Financial Guide

Top Answers

Albert J. Gutierrez, CFA has not answered any questions on Financial Q&A.

Top Guides

Safety is rich

Published Aug 09, 2012
8 votes
July 31,2012 The capital markets continue down their uncertain saw-tooth path; alternating between fear induced flight-to-quality and greed seeded pops in global equity indices. Certainly, current market conditions are affected by 1) it's the summer, ...(more)
*Answers and guides are provided without compensation.

Advisor Information

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Advisor Assets Under Management

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$200.0M
Total Assets
47
Clients
$4.3M
Estimated Average Account Balance Per Client
*An individual AUM and number of accounts has been entered by the advisor and has not been verified.

Firm Client Types

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ownership pie chart
High Net Worth Individuals
Individuals
Pension and Profit Sharing Plans

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Atlas Capital Advisors LLC 2 years, 10 months Aug 2010 - Present
Ajg Consulting 2 years, 6 months Feb 2008 - Aug 2010
Phoenix Equity Planning Corporation 5 years, 10 months Apr 2002 - Feb 2008
Seneca Capital Management LLC 5 years, 10 months Apr 2002 - Feb 2008
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 03/04/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
03/04/2011
06/13/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 04/03/1987
General Securities Representative Examination Series 7 02/21/1987

Advisor Compensation Arrangements

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Fee Only
Advisor

This advisor has certified that they are compensated solely by their clients, and do not accept commissions or compensation of any kind based on the products they recommend.