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Frank Anthony Consalo

Other Names: Frank Anthony Consalo III
Firm:
Citigroup Global Markets Inc.
Additional Firm:
PNC Investments
Pnci Territory Executive, Board Member
Type: Registered Representative
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Description

Frank Consalo a financial professional at Citigroup Global Markets Inc., a broker-dealer with over 8,000 registered representatives nationwide. Frank has held an industry securities registration for 26 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Frank Anthony Consalo has not answered any questions on Financial Q&A.

Top Guides

Frank Anthony Consalo has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
Other Investment Advisors

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Citigroup Global Markets Inc 1 year May 2012 - Present
PNC Investments 1 year, 6 months Nov 2010 - May 2012
Raymond James Financial Services, Inc. 2 years Nov 2008 - Nov 2010
Wachovia Securities, LLC 5 years, 5 months Jun 2003 - Nov 2008
Wachovia Securities, Inc.-Isg 11 months Jun 2002 - May 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
10/08/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Sales Supervisor - General Module Examination Series 10 12/27/2000
General Securities Sales Supervisor - Options Module Examination Series 9 11/16/2000
Municipal Securities Principal Examination Series 53 04/08/1997
General Securities Principal Examination Series 24 10/04/1991
Uniform Securities Agent State Law Examination Series 63 07/07/1986
General Securities Representative Examination Series 7 04/19/1986

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets