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Mary Ellen Stanek

Other Names: Mary Ellen Bolger
Firm:
Robert W. Baird & Co. Incorporated
Director
Type: Dual Registration
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Description

Mary Stanek an executive and has an ownership stake of Robert W. Baird & Co. Incorporated, a broker-dealer with over 1,750 registered representatives nationwide. Mary has held an industry securities registration for 13 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Mary Ellen Stanek has not answered any questions on Financial Q&A.

Top Guides

Mary Ellen Stanek has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
Charitable Organizations
Investment Companies
State or Municipal Government Entities
Other Investment Advisors
Business Development Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Robert W. Baird & Co. Incorporated 9 years May 2004 - Present
Robert W Baird 13 years, 2 months Mar 2000 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 03/05/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
03/05/2012
10/08/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Principal Examination Series 24 03/29/2002
General Securities Sales Supervisor - Options Module Examination Series 9 03/28/2002
General Securities Sales Supervisor - General Module Examination Series 10 03/15/2002
Uniform Combined State Law Examination Series 66 02/18/2002
General Securities Representative Examination Series 7 11/15/2001
Uniform Securities Agent State Law Examination Series 63 11/29/1989
Investment Company Products/Variable Contracts Representative Examination Series 6 11/07/1989

Firm Compensation Arrangements

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No compensation arrangements listed.