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David Glen Dowell

Firm:
Comprehensive Asset Management and Servicing, Inc.
Additional Firm:
Russell Capital Management, LLC
Secretary Treasurer
Type: Dual Registration
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Description

David Dowell an executive and is an owner of Russell Capital Management, LLC, a $271M dollar RIA based in Lexington, KY. David is also registered with Comprehensive Asset Management and Servicing, Inc., a broker-dealer with 228 registered representatives nationwide. David has held an industry securities registration for 30 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

David Glen Dowell has not answered any questions on Financial Q&A.

Top Guides

David Glen Dowell has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Russell Capital Managment, Inc. 8 years, 10 months Jul 2004 - Present
Russell Capital Management, LLC 8 years, 10 months Jul 2004 - Present
Winebrenner Capital Partners, LLC 1 year, 2 months Jul 2004 - Sep 2005
Painewebber Incorporated 3 years, 11 months Aug 2000 - Jul 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 09/29/2009, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
09/29/2009
10/06/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 11/17/1999
National Commodity Futures Examination Series 3 03/11/1991
General Securities Sales Supervisor Examination (Options Module & GeneralModule) Series 8 10/09/1990
Uniform Securities Agent State Law Examination Series 63 08/02/1982
General Securities Representative Examination Series 7 07/17/1982

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions