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Peter Dominic Recchia

Peter Dominic Recchia
Other Names: Peter Dominick Recchia
Firm:
Royal Alliance Associates, Inc.
Additional Firm:
Cambridge Wealth Management, Inc.
President
Type: Dual Registration
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Description

Peter Recchia is an executive and is sole owner of Cambridge Wealth Management, Inc., based in Elmwood Park, IL. Peter is also registered with Royal Alliance Associates, Inc., a broker-dealer with over 1,950 registered representatives nationwide. Peter has held an industry securities registration for 15 years and is subject to SEC and FINRA oversight.

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Answers and Guides

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Level 1 Level 1 Contributor 1 Answer and 0 Financial Guides

Top Answers

How do I log onto my account and see what my contributiions are and how would I go about requesting a loan from my assisting account?

Answered Sep 16, 2012 near Elmwood Park, IL
2 votes
Go to your 401K plan’s web site, if a first time user you will need to create your user name and password. This is usually done with having your social security number, date of birth, address and plan’s ID number. You can get your plan ID number from ...(more)

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Peter Dominic Recchia has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Aig Bank 1 year, 5 months Jul 2007 - Dec 2008
Cambridge Wealth Management, Inc. 9 years, 7 months Nov 2003 - Present
Royal Alliance Associates, Inc. 10 years, 6 months Dec 2002 - Present
Leonard & Company, CPAS 10 years, 6 months Dec 2002 - Present
Asset & Financial Planning, Ltd 1 year, 6 months Jun 2001 - Dec 2002
Prime Capital Services, Inc. 2 years, 7 months May 2000 - Dec 2002
Gilman & Ciocia, Inc. 2 years, 6 months May 2000 - Nov 2002
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 06/11/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
06/11/2012
10/08/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Municipal Securities Principal Examination Series 53 11/12/2007
General Securities Principal Examination Series 24 06/19/2003
General Securities Representative Examination Series 7 01/30/2002
Uniform Investment Adviser Law Examination Series 65 05/09/2001
Investment Company Products/Variable Contracts Representative Examination Series 6 09/29/1997
Uniform Securities Agent State Law Examination Series 63 09/03/1997

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions