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Information

Firm:
Type: Dual Registration
Description

Graham Wright is a financial professional at Thrivent Investment Management Inc., a broker-dealer with over 3,550 registered representatives nationwide. Graham has held an industry securities registration for 4 years and is subject to SEC and FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Graham Kirby Wright has not answered any questions on Financial Q&A.

Top Guides

Graham Kirby Wright has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Other
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Thrivent Financial for Lutherans 4 years, 9 months Jul 2009 - Present
Thrivent Investment Management Inc. 5 years Apr 2009 - Present
Perlos Corporation 1 year, 6 months Jul 2007 - Jan 2009
Leadis Technology Inc 1 year, 9 months Jan 2005 - Oct 2006
Tripath Technology Inc 2 years, 4 months Sep 2002 - Jan 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/23/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
07/23/2013
11/14/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Combined State Law Examination Series 66 06/25/2009
General Securities Representative Examination Series 7 06/04/2009

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees