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Bryan Charles Foronjy

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Information

Firm:
Additional Firm:
Type: SEC and FINRA Registered
Description

Bryan Foronjy is a financial professional at LPL Financial LLC, a broker-dealer with over 18,100 registered representatives nationwide. Bryan is also registered with Strategic Wealth Advisors Group, a $612M RIA based in Central San Mateo, CA. Bryan has held an industry securities registration for 8 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
LPL Financial LLC 2 months May 2015 - Present
Fidelity Investments 7 years, 4 months Jan 2008 - May 2015
Linsco/Private Ledger 11 months Jan 2007 - Dec 2007
James Buley 5 months Aug 2006 - Jan 2007
Full-Time Education 8 months Dec 2005 - Aug 2006
Nine-Ten Restaurant 4 months Aug 2005 - Dec 2005
Dominos Pizza 7 months Jan 2005 - Aug 2005
Exams
ExamSeriesPassed Date
General Securities Sales Supervisor - General Module ExaminationSeries 10 11/18/2010
General Securities Sales Supervisor - Options Module ExaminationSeries 9 09/23/2010
Uniform Combined State Law ExaminationSeries 66 07/02/2007
General Securities Representative ExaminationSeries 7 04/09/2007

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Bryan Charles Foronjy has not answered any questions on Financial Q&A.

Top Guides

Bryan Charles Foronjy has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
07/02/2015
05/24/2015
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions