Home  >  BrightScope Advisor Pages  >  Abhishek Amatya

help text

Abhishek Amatya

Firm:
Citigroup Global Markets Inc.
Type: Registered Representative
Contact Advisor
Edit Profile

Description

Abhishek Amatya a financial professional at Citigroup Global Markets Inc., a broker-dealer with over 8,000 registered representatives nationwide. Abhishek has held an industry securities registration for 5 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

help text

Answers and Guides

help text
0 Answers and 0 Financial Guides

Top Answers

Abhishek Amatya has not answered any questions on Financial Q&A.

Top Guides

Abhishek Amatya has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

help text
ownership pie chart
Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
Other Investment Advisors

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

help text
Employer Years Dates
Citigroup Global Markets Inc. 5 years, 10 months Jul 2007 - Present
Denison University 3 years, 9 months Aug 2003 - May 2007
Lincoln School 7 years Aug 1996 - Aug 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 03/08/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

help text
Regulator
SEC
FINRA
License Status
Not registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
03/08/2012
01/14/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

help text
Exam Series Passed Date
Uniform Combined State Law Examination Series 66 12/31/2007
General Securities Representative Examination Series 7

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets