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Debra Ann Giglotti

Other Names: Debra Ann Steigerwalt
Firm:
Ameriprise Financial Services, Inc.
Type: Registered Representative
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Description

Debra Giglotti is a financial professional at Ameriprise Financial Services, Inc., a broker-dealer with over 12,900 registered representatives nationwide. Debra has held an industry securities registration for 12 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Debra Ann Giglotti has not answered any questions on Financial Q&A.

Top Guides

Debra Ann Giglotti has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Ameriprise Financial Services Inc 3 years, 1 month May 2010 - Present
Wachovia Securities, LLC 2 years, 4 months Jan 2008 - May 2010
A.G.Edwards & Sons, Inc 13 years, 8 months Sep 1996 - May 2010
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 02/01/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Not registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
02/01/2013
08/28/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 10/08/2010
Uniform Securities Agent State Law Examination Series 63 09/11/2000
General Securities Representative Examination Series 7 07/03/2000

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees