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Arealous Clayton Earthman

Other Names: Ace Earthman
Firm:
Wealth Asset Managers
Type: Dual Registration
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Description

Arealous Earthman a financial professional at Wealth Asset Managers, a broker-dealer with 13 registered representatives nationwide. Arealous has held an industry securities registration for 24 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Arealous Clayton Earthman has not answered any questions on Financial Q&A.

Top Guides

Arealous Clayton Earthman has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Nelson Securities,Inc. 21 years May 1992 - Present
James S Black and Co 27 years, 1 month Apr 1986 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 12/17/2009, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
12/17/2009
06/16/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 06/05/1993
General Securities Representative Examination Series 7 09/20/1986
Uniform Securities Agent State Law Examination Series 63 09/06/1986

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets