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Charles Alfred Cockrell

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Other Names: Al Cockrell, Charles A Cockrell Jr, Charles Alfred Cockrell Jr ...(see more)
Additional Firm:
Type: SEC and FINRA Registered

Charles Cockrell is a financial professional at J.W. Cole Financial, Inc., a broker-dealer with 388 registered representatives nationwide. Charles is also registered with J. W. Cole Advisors, Inc., a $1B RIA based in Tampa, FL. Charles has held an industry securities registration for 29 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
J.W. Cole Financial, Inc. 11 years, 3 months Aug 2004 - Present
Jonathan Roberts Advisory Group, Inc. 11 years, 3 months Aug 2004 - Present
ExamSeriesPassed Date
Futures Managed Funds ExaminationSeries 31 08/09/1999
Uniform Investment Adviser Law ExaminationSeries 65 10/13/1994
Uniform Securities Agent State Law ExaminationSeries 63 11/26/1985
General Securities Representative ExaminationSeries 7 10/19/1985

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Charles Alfred Cockrell has not answered any questions on Financial Q&A.

Top Articles

Charles Alfred Cockrell has not contributed any Financial Articles.
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Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions