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Ivan David Hilliard

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Information

Other Names: Dave Hilliard, David Hilliard
Firm:
Type: Dual Registration
Description

Ivan Hilliard is a financial professional at MML Investors Services, LLC, a broker-dealer with over 5,450 registered representatives nationwide. Ivan has held an industry securities registration for 26 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Massmutual 11 years, 1 month Aug 2003 - Present
Mml Investor Service Inc 11 years, 1 month Aug 2003 - Present
Exams
ExamSeriesPassed Date
General Securities Representative ExaminationSeries 7 05/24/1999
Uniform Investment Adviser Law ExaminationSeries 65 03/30/1999
Uniform Securities Agent State Law ExaminationSeries 63 04/01/1988
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 04/01/1988

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Ivan David Hilliard has not answered any questions on Financial Q&A.

Top Guides

Ivan David Hilliard has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/12/2014
09/04/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: SOLICITORS FEES