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Ivan David Hilliard

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Other Names: Dave Hilliard, David Hilliard
Type: Dual Registration

Ivan Hilliard is a financial professional at MML Investors Services, LLC, a broker-dealer with over 5,500 registered representatives nationwide. Ivan has held an industry securities registration for 24 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Mass Mutual 11 years, 1 month Aug 2003 - Present
Mml Investor Service Inc 11 years, 1 month Aug 2003 - Present
Equitable Life Assurance Society of The United States 15 years, 7 months Dec 1987 - Jul 2003
Eq Financial Consultants, Inc. 15 years, 7 months Dec 1987 - Jul 2003
ExamSeriesPassed Date
General Securities Representative ExaminationSeries 7 05/24/1999
Uniform Investment Adviser Law ExaminationSeries 65 03/30/1999
Uniform Securities Agent State Law ExaminationSeries 63 04/01/1988
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 04/01/1988

Answers and Guides

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Top Answers

Ivan David Hilliard has not answered any questions on Financial Q&A.

Top Guides

Ivan David Hilliard has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees