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Information

Other Names: Cara Elizabeth Hall, Cara Hall
Firm:
Type: Registered Representative
Description

Cara Lindner is a financial professional at Optsecurities, LLC, a broker-dealer with 7 registered representatives NC. Cara has held an industry securities registration for 7 years and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Cara Elizabeth Lindner has not answered any questions on Financial Q&A.

Top Guides

Cara Elizabeth Lindner has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Optsecurities, LLC 5 years, 10 months Jun 2008 - Present
E*Trade Securities LLC 2 years, 6 months Jan 2006 - Jul 2008
Harrisdirect LLC 11 months Feb 2005 - Jan 2006
First Citizens Bank 2 years, 7 months Jul 2002 - Feb 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 12/16/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Not registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
12/16/2011
10/20/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Principal Examination Series 24 01/10/2007
Uniform Combined State Law Examination Series 66 07/05/2005
General Securities Representative Examination Series 7 05/12/2005

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Fixed Fees