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Susan E Harriman

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Other Names: Susan Elizabeth Holdsclaw, Susan Holdsclaw, Susie Holdsclaw
Firm: No Current Employment Listed

This advisor is no longer actively registered. Their most recent registration with Ims Financial Advisors, Inc. ended in June 17, 2015.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Ims Financial Advisors, Inc. 4 years, 8 months Apr 2011 - Present
Ims Securities, Inc. 4 years, 8 months Apr 2011 - Present
Wfg Investments Inc 1 year, 5 months Nov 2009 - Apr 2011
Hilltop Securities Inc. 4 years, 10 months Jan 2005 - Nov 2009
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 02/21/1997
Uniform Securities Agent State Law ExaminationSeries 63 02/03/1997
General Securities Representative ExaminationSeries 7 01/20/1997

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Susan E Harriman has not answered any questions on Financial Q&A.

Top Articles

Susan E Harriman has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

License Status
Not registered
Not registered

1 Customer Dispute

1 Customer Dispute

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.