Home  >  BrightScope Advisor Pages  >  Nancy Ellen Higgins

Nancy Ellen Higgins

Is this you? (Click to claim profile)
Contact Advisor

Information

Firm:
Type: RIA
Description

Nancy Higgins is a financial professional at Silvercrest Asset Management Group LLC, a $16B RIA based in New York, NY. Nancy has held an industry securities registration for 28 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Silvercrest Asset Management Group LLC 5 years, 11 months Oct 2008 - Present
Investors Capital Corporation 7 years, 8 months Apr 2001 - Dec 2008
Marathon Capital Group 8 years, 6 months Apr 2000 - Oct 2008
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 02/12/1999
National Commodity Futures ExaminationSeries 3 01/21/1986
Uniform Securities Agent State Law ExaminationSeries 63 12/13/1983
General Securities Representative ExaminationSeries 7 08/20/1983

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Nancy Ellen Higgins has not answered any questions on Financial Q&A.

Top Guides

Nancy Ellen Higgins has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Individuals
Business Development Companies
Other Investment Advisors
State or Municipal Government Entities
Corporations or Other Businesses
Other Pooled Investment Vehicles
Investment Companies
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

1 Customer Dispute

1 Customer Dispute

As of Date
05/22/2013
09/15/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Performance-based Fees