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Information

Firm:
Type: RIA
Description

Nancy Higgins is a financial professional at Silvercrest Asset Management Group LLC, a $15B RIA based in New York, NY. Nancy has held an industry securities registration for 27 years and is subject to SEC oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Nancy Ellen Higgins has not answered any questions on Financial Q&A.

Top Guides

Nancy Ellen Higgins has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Individuals
Business Development Companies
Other Investment Advisors
State or Municipal Government Entities
Corporations or Other Businesses
Other Pooled Investment Vehicles
Investment Companies
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Silvercrest Asset Management Group LLC 5 years, 6 months Oct 2008 - Present
Investors Capital Corporation 7 years, 8 months Apr 2001 - Dec 2008
Marathon Capital Group 8 years, 6 months Apr 2000 - Oct 2008
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 05/22/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

1 Customer Dispute

1 Customer Dispute

As of Date
05/22/2013
09/15/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 02/12/1999
National Commodity Futures Examination Series 3 01/21/1986
Uniform Securities Agent State Law Examination Series 63 12/13/1983
General Securities Representative Examination Series 7 08/20/1983

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Performance-based Fees