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William Carl Scher

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Information

Other Names: Billy Scher
Firm:
Type: Dual Registration
Description

William Scher is a financial professional at AXA Advisors, LLC, a broker-dealer with over 5,550 registered representatives nationwide. William has held an industry securities registration for 27 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
AXA Advisors, LLC 15 years Sep 1999 - Present
The Equitable Life Assurance Society of The United States 18 years, 4 months May 1986 - Sep 2004
Exams
ExamSeriesPassed Date
General Securities Representative ExaminationSeries 7 06/07/2000
Uniform Investment Adviser Law ExaminationSeries 65 05/14/1999
Uniform Securities Agent State Law ExaminationSeries 63 10/02/1995
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 08/28/1986

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

William Carl Scher has not answered any questions on Financial Q&A.

Top Guides

William Carl Scher has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
04/16/2013
11/15/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees