Home  >  BrightScope Advisor Pages  >  William Carl Scher

Information

Other Names: Billy Scher
Firm:
Type: Dual Registration
Description

William Scher is a financial professional at AXA Advisors, LLC, a broker-dealer with over 5,600 registered representatives nationwide. William has held an industry securities registration for 27 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

William Carl Scher has not answered any questions on Financial Q&A.

Top Guides

William Carl Scher has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
AXA Advisors, LLC 14 years, 7 months Sep 1999 - Present
The Equitable Life Assurance Society of The United States 18 years, 4 months May 1986 - Sep 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 04/16/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
04/16/2013
11/15/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Representative Examination Series 7 06/07/2000
Uniform Investment Adviser Law Examination Series 65 05/14/1999
Uniform Securities Agent State Law Examination Series 63 10/02/1995
Investment Company Products/Variable Contracts Representative Examination Series 6 08/28/1986

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees