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William Carl Scher

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Other Names: Billy Scher
Type: SEC and FINRA Registered

William Scher is a financial professional at AXA Advisors, LLC, a broker-dealer with over 5,250 registered representatives nationwide. William has held an industry securities registration for 28 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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AXA Advisors, LLC 15 years, 7 months Sep 1999 - Present
ExamSeriesPassed Date
General Securities Representative ExaminationSeries 7 06/07/2000
Uniform Investment Adviser Law ExaminationSeries 65 05/14/1999
Uniform Securities Agent State Law ExaminationSeries 63 10/02/1995
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 08/28/1986

Answers and Guides

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Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees