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Mary Georgina Haggar

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Type: Dual Registration

Mary Haggar is a financial professional at Voya Financial Advisors, Inc., a broker-dealer with over 3,000 registered representatives nationwide. Mary has held an industry securities registration for 7 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Ing Financial Partners, Inc. 3 years, 9 months Feb 2011 - Present
Edward Jones 5 years, 1 month Jan 2006 - Feb 2011
Salomon Smith Barney Inc. 7 years, 4 months Sep 1998 - Jan 2006
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 12/21/1998
General Securities Representative ExaminationSeries 7 11/23/1998
Uniform Securities Agent State Law ExaminationSeries 63 03/26/1998
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 06/09/1992

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Mary Georgina Haggar has not answered any questions on Financial Q&A.

Top Guides

Mary Georgina Haggar has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions