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Mary Georgina Haggar

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Information

Firm:
Type: Dual Registration
Description

Mary Haggar is a financial professional at Voya Financial Advisors, Inc., a broker-dealer with over 3,000 registered representatives nationwide. Mary has held an industry securities registration for 7 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Ing Financial Partners, Inc. 3 years, 9 months Feb 2011 - Present
Edward Jones 5 years, 1 month Jan 2006 - Feb 2011
Salomon Smith Barney Inc. 7 years, 4 months Sep 1998 - Jan 2006
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 12/21/1998
General Securities Representative ExaminationSeries 7 11/23/1998
Uniform Securities Agent State Law ExaminationSeries 63 03/26/1998
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 06/09/1992

Answers and Guides

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Top Answers

Mary Georgina Haggar has not answered any questions on Financial Q&A.

Top Guides

Mary Georgina Haggar has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/08/2014
08/15/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions