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Junaid Akhtar Fatmi

Other Names: Junaid Fatmi
Firm:
Type: Dual Registration

Description

Junaid Fatmi a financial professional at Citigroup Global Markets Inc., a broker-dealer with over 8,000 registered representatives nationwide. Junaid has held an industry securities registration for 5 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Junaid Akhtar Fatmi has not answered any questions on Financial Q&A.

Top Guides

Junaid Akhtar Fatmi has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
Other Investment Advisors

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Citigroup Global Markets Inc. 6 years May 2007 - Present
Citicorp Investment Services 11 months Nov 2006 - Oct 2007
Citibank 1 year, 9 months Jan 2005 - Oct 2006
Florida International University 3 years, 4 months Jun 2004 - Oct 2007
Boston Market 8 months Apr 2004 - Dec 2004
Broward Community College 9 months Aug 2003 - May 2004
Pizza Hut 1 year, 10 months Jun 2002 - Apr 2004
Felix Varela Senior Highschool 2 years, 10 months Aug 2000 - Jun 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 09/07/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/07/2012
10/21/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 06/02/2007
General Securities Representative Examination Series 7 03/06/2007

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets