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Robert Wesley Biggs

Other Names: Robert Westley Biggs
Firm:
E*Trade Securities LLC
Type: Registered Representative
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Description

Robert Biggs a financial professional at E*Trade Securities LLC. Robert has held an industry securities registration for 9 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Robert Wesley Biggs has not answered any questions on Financial Q&A.

Top Guides

Robert Wesley Biggs has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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No client types listed.

Experience and Employment History

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Employer Years Dates
E*Trade Securities LLC 4 years, 1 month Apr 2009 - Present
Wells Fargo Investments, LLC 4 years, 8 months Jun 2004 - Feb 2009
Wells Fargo Investments, LLC 7 months Jul 2003 - Feb 2004
Wells Fargo Bank Northwest N.A. 1 year, 2 months May 2002 - Jul 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 09/06/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Not registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
09/06/2012
10/20/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 01/10/2004
General Securities Representative Examination Series 7 10/06/2003

Firm Compensation Arrangements

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No compensation arrangements listed.