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Christopher Philip Cunningham

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Information

Other Names: Christopher P Cunningham
Firm:
Type: Dual Registration
Description

Christopher Cunningham is a financial professional at Bok Financial Advisors, a broker-dealer with 404 registered representatives nationwide. Christopher has held an industry securities registration for 14 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Bank of Albuquerque 5 years Aug 2009 - Present
Bok Financial Advisors 5 years Aug 2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated 10 years, 8 months Dec 1998 - Aug 2009
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 04/07/1999
General Securities Representative ExaminationSeries 7 03/10/1999

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Christopher Philip Cunningham has not answered any questions on Financial Q&A.

Top Guides

Christopher Philip Cunningham has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Charitable Organizations
Other Pooled Investment Vehicles
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
03/01/2012
10/01/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Performance-based Fees