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Christopher Philip Cunningham

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Other Names: Christopher P Cunningham
Type: SEC and FINRA Registered

Christopher Cunningham is a financial professional at Bok Financial Advisors, a broker-dealer with 414 registered representatives nationwide. Christopher has held an industry securities registration for 15 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Bank of Albuquerque 5 years, 8 months Aug 2009 - Present
Bok Financial Advisors 5 years, 8 months Aug 2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated 10 years, 8 months Dec 1998 - Aug 2009
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 04/07/1999
General Securities Representative ExaminationSeries 7 03/10/1999

Answers and Guides

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Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Performance-based Fees