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Information

Other Names: Christopher P Cunningham
Firm:
Type: Dual Registration
Description

Christopher Cunningham is a financial professional at Bok Financial Advisors, a broker-dealer with 402 registered representatives nationwide. Christopher has held an industry securities registration for 14 years and is subject to SEC and FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Christopher Philip Cunningham has not answered any questions on Financial Q&A.

Top Guides

Christopher Philip Cunningham has not contributed any Financial Guides.
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Firm Client Types

Individuals
High Net Worth Individuals
Charitable Organizations
Other Pooled Investment Vehicles
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Bok Financial Advisors 4 years, 8 months Aug 2009 - Present
Bank of Albuquerque 4 years, 8 months Aug 2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated 10 years, 8 months Dec 1998 - Aug 2009
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 03/01/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
03/01/2012
10/01/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Combined State Law Examination Series 66 04/07/1999
General Securities Representative Examination Series 7 03/10/1999

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Performance-based Fees