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Lyle Casriel

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Information

Firm:
Type: Dual Registration
Description

Lyle Casriel is a financial professional at UBS Financial Services Inc., a $272B RIA based in Weehawken, NJ. Lyle has held an industry securities registration for 8 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Ubs Financial Services Inc 6 years, 1 month Oct 2008 - Present
Barclays Capital Inc. 1 month Sep 2008 - Oct 2008
Lehman Brothers Inc 2 years, 1 month Aug 2006 - Sep 2008
Marriage - Travel 3 months May 2006 - Aug 2006
Usc Marshall School of Business 9 months Aug 2005 - May 2006
Lehman Brothers 2 months Jun 2005 - Aug 2005
Usc Marshall School of Business 9 months Aug 2004 - May 2005
Exams
ExamSeriesPassed Date
National Commodity Futures ExaminationSeries 3 12/04/2006
Uniform Combined State Law ExaminationSeries 66 08/30/2006
General Securities Representative ExaminationSeries 7 08/24/2006

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Lyle Casriel has not answered any questions on Financial Q&A.

Top Guides

Lyle Casriel has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/10/2014
08/03/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other: SEE SCHEDULE D - MISCELLANEOUS