|Other Names:||Lester M Bolstad Jr, Lester Morehart Bolstad, Lester Morehart Bolstad Jr|
Lester Bolstad is a financial professional at UBS Financial Services Inc., a broker-dealer with over 12,500 registered representatives nationwide. Lester has held an industry securities registration for 29 years and is subject to SEC and FINRA oversight.
Top AnswersLester M Bolstad has not answered any questions on Financial Q&A.
|Banking or Thrift Institutions|
|Pension and Profit Sharing Plans|
|Corporations or Other Businesses|
|State or Municipal Government Entities|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|UBS Financial Services Inc.||13 years, 6 months||Sep 2000 - Present|
No Disclosures Found
1 Customer Dispute
2 Regulatory Events
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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|Uniform Investment Adviser Law Examination||Series 65||08/05/1996|
|Uniform Securities Agent State Law Examination||Series 63||02/29/1984|
|General Securities Representative Examination||Series 7||02/18/1984|
Types of Compensation Arrangements
- Percentage of Assets
- Hourly Charges
- Fixed Fees
- Other: SEE SCHEDULE D - MISCELLANEOUS