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Lester M Bolstad

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Information

Other Names: Lester M Bolstad Jr, Lester Morehart Bolstad, Lester Morehart Bolstad Jr
Firm:
Type: Dual Registration
Description

Lester Bolstad is a financial professional at UBS Financial Services Inc., a broker-dealer with over 12,600 registered representatives nationwide. Lester has held an industry securities registration for 30 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
UBS Financial Services Inc. 14 years Sep 2000 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 08/05/1996
Uniform Securities Agent State Law ExaminationSeries 63 02/29/1984
General Securities Representative ExaminationSeries 7 02/18/1984

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Lester M Bolstad has not answered any questions on Financial Q&A.

Top Guides

Lester M Bolstad has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

1 Customer Dispute

1 Termination

2 Regulatory Events

As of Date
08/06/2014
04/17/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other: SEE SCHEDULE D - MISCELLANEOUS