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Chiou-Pying Cheng

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Other Names: Chiou-Pying Chu, Chioupying Cheng
Type: SEC and FINRA Registered

Chiou-Pying Cheng is a financial professional at Prudential Financial Planning Services, a broker-dealer with over 5,000 registered representatives nationwide. Chiou-Pying has held an industry securities registration for 5 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
The Prudential Insurance Company of America 9 years, 8 months Feb 2006 - Present
Pruco Securities, LLC. 9 years, 8 months Feb 2006 - Present
WFG 1 year, 4 months Oct 2004 - Feb 2006
Girl Scout 3 years, 5 months Sep 2002 - Feb 2006
MCLC 15 years, 1 month Sep 2000 - Present
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 06/02/2008
Uniform Securities Agent State Law ExaminationSeries 63 10/21/2005

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Chiou-Pying Cheng has not answered any questions on Financial Q&A.

Top Articles

Chiou-Pying Cheng has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

Pension and Profit Sharing Plans
Charitable Organizations
High Net Worth Individuals
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees