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Chiou-Pying Cheng

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Information

Other Names: Chiou-Pying Chu, Chioupying Cheng
Firm:
Type: Dual Registration
Description

Chiou-Pying Cheng is a financial professional at Prudential Financial Planning Services, a broker-dealer with over 5,050 registered representatives nationwide. Chiou-Pying has held an industry securities registration for 5 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
The Prudential Insurance Company of America 8 years, 9 months Feb 2006 - Present
Pruco Securities, LLC. 8 years, 9 months Feb 2006 - Present
WFG 1 year, 4 months Oct 2004 - Feb 2006
Girl Scout 3 years, 5 months Sep 2002 - Feb 2006
MCLC 14 years, 2 months Sep 2000 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 06/02/2008
Uniform Securities Agent State Law ExaminationSeries 63 10/21/2005

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Chiou-Pying Cheng has not answered any questions on Financial Q&A.

Top Guides

Chiou-Pying Cheng has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/10/2014
09/13/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees