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Christina House

Other Names: Christina Fen Su, Christina Su House
Firm: No Current Employment Listed
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Description

This advisor is no longer actively registered and has no available registration history.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Christina House has not answered any questions on Financial Q&A.

Top Guides

Christina House has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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No client types listed.

Experience and Employment History

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Employer Years Dates
Morgan Stanley Smith Barney 3 years, 9 months Aug 2009 - Present
Goldman Sachs 2 years, 5 months Jul 2005 - Dec 2007
Bear,Stearns & Co. Inc. 6 years, 4 months Feb 1999 - Jun 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/01/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Not registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
07/01/2011
09/28/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Futures Managed Funds Examination Series 31 09/22/2009
Uniform Investment Adviser Law Examination Series 65 09/17/2009
Uniform Securities Agent State Law Examination Series 63 03/05/2003
General Securities Representative Examination Series 7 11/02/2002

Firm Compensation Arrangements

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No compensation arrangements listed.