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Martin Keith Branch

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Information

Firm:
Type: Dual Registration
Description

Martin Branch is a financial professional at Investment Advisors, a broker-dealer with over 1,500 registered representatives nationwide. Martin has held an industry securities registration for 9 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Investment Advisors 11 years, 10 months Feb 2003 - Present
Southern Insurance Consultants 15 years, 9 months Mar 1999 - Present
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 02/01/2000

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Martin Keith Branch has not answered any questions on Financial Q&A.

Top Guides

Martin Keith Branch has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/10/2014
08/15/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions