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Information

Other Names: Michael Albert Gandet Jr
Firm:
Additional Firm:
C. J. M. Planning Corp.
Compliance Officer
Type: Dual Registration
Description

Michael Gandet is a financial professional at National Planning Corporation ("NPC of America" in FL & NY), a broker-dealer with over 1,800 registered representatives nationwide. Michael has held an industry securities registration for 20 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Michael Albert Gandet has not answered any questions on Financial Q&A.

Top Guides

Michael Albert Gandet has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
National Planning Corporation ("NPC of America" in FL & NY) 1 year, 8 months Aug 2012 - Present
Npa Asset Management, LLC 2 years, 2 months Jun 2010 - Aug 2012
Nationwide Planning Associates Inc. 2 years, 2 months Jun 2010 - Aug 2012
Cetera Investment Advisers LLC 1 year, 1 month May 2009 - Jun 2010
Cetera Financial Specialists LLC 4 years, 8 months Oct 2005 - Jun 2010
C.J.M. Asset Management, LLC 4 years Oct 2001 - Oct 2005
C.J.M. Asset Management, LLC 13 years, 6 months Oct 2000 - Present
C. J. M. Planning Corp. 13 years, 8 months Feb 1992 - Oct 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 08/30/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
08/30/2012
10/08/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Combined State Law Examination Series 66 11/17/2009
Uniform Securities Agent State Law Examination Series 63 10/19/1998
General Securities Principal Examination Series 24 08/27/1998
General Securities Representative Examination Series 7 02/16/1998
Investment Company Products/Variable Contracts Representative Examination Series 6 09/30/1992

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Performance-based Fees