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Michael Albert Gandet

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Information

Other Names: Michael Albert Gandet Jr
Firm:
Additional Firm:
C. J. M. Planning Corp.
Compliance Officer
Type: Dual Registration
Description

Michael Gandet is a financial professional at National Planning Corporation ("NPC of America" in FL & NY), a broker-dealer with over 1,750 registered representatives nationwide. Michael has held an industry securities registration for 4 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
National Planning Corporation ("NPC of America" in FL & NY) 2 years, 4 months Aug 2012 - Present
Npa Asset Management, LLC 2 years, 2 months Jun 2010 - Aug 2012
Nationwide Planning Associates Inc. 2 years, 2 months Jun 2010 - Aug 2012
Genworth Financial Advisers Corp. 1 year, 1 month May 2009 - Jun 2010
Genworth Financial Securities Corporation 4 years, 8 months Oct 2005 - Jun 2010
C.J.M. Asset Management, LLC 4 years Oct 2001 - Oct 2005
C. J. M. Planning Corp. 13 years, 8 months Feb 1992 - Oct 2005
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 11/17/2009
Uniform Securities Agent State Law ExaminationSeries 63 10/19/1998
General Securities Principal ExaminationSeries 24 08/27/1998
General Securities Representative ExaminationSeries 7 02/16/1998
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 09/30/1992

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Michael Albert Gandet has not answered any questions on Financial Q&A.

Top Guides

Michael Albert Gandet has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/12/2014
08/29/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Performance-based Fees