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Michael Albert Gandet

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Other Names: Michael Albert Gandet Jr
Additional Firm:
C. J. M. Planning Corp.
Compliance Officer
Type: SEC and FINRA Registered

Michael Gandet is a financial professional at National Planning Corporation ("NPC of America" in FL & NY), a broker-dealer with over 1,750 registered representatives nationwide. Michael has held an industry securities registration for 4 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
National Planning Corporation ("NPC of America" in FL & NY) 2 years, 6 months Aug 2012 - Present
Npa Asset Management, LLC 2 years, 2 months Jun 2010 - Aug 2012
Nationwide Planning Associates Inc. 2 years, 2 months Jun 2010 - Aug 2012
Genworth Financial Advisers Corp. 1 year, 1 month May 2009 - Jun 2010
Genworth Financial Securities Corporation 4 years, 8 months Oct 2005 - Jun 2010
C.J.M. Asset Management, LLC 4 years Oct 2001 - Oct 2005
C. J. M. Planning Corp. 13 years, 8 months Feb 1992 - Oct 2005
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 11/17/2009
Uniform Securities Agent State Law ExaminationSeries 63 10/19/1998
General Securities Principal ExaminationSeries 24 08/27/1998
General Securities Representative ExaminationSeries 7 02/16/1998
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 09/30/1992

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Michael Albert Gandet has not answered any questions on Financial Q&A.

Top Guides

Michael Albert Gandet has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Performance-based Fees