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Gerald Thomas Gambatese

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Information

Other Names: Gambatese, Jerry Gambatese
Firm:
Type: RIA
Description

Gerald Gambatese is an executive and is an owner of Gtg Wealth Management, LLC, based in Elm Grove, WI. Gerald has held an industry securities registration for 22 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Gtg Wealth Management, LLC 11 years, 9 months Mar 2003 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 10/06/1997
Uniform Securities Agent State Law ExaminationSeries 63 04/03/1992
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 04/02/1992

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Gerald Thomas Gambatese has not answered any questions on Financial Q&A.

Top Guides

Gerald Thomas Gambatese has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

2 Customer Disputes

No Disclosures Found

As of Date
12/02/2014
08/26/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Hourly Charges
  • Fixed Fees
  • Other: REFERRAL-BASED COMPENSATION