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Information

Other Names: Gambatese, Jerry Gambatese
Firm:
Type: RIA
Description

Gerald Gambatese is an executive and is an owner of Gtg Wealth Management, LLC, based in Elm Grove, WI. Gerald has held an industry securities registration for 10 years and is subject to SEC oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Gerald Thomas Gambatese has not answered any questions on Financial Q&A.

Top Guides

Gerald Thomas Gambatese has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Gtg Wealth Management, LLC 11 years, 1 month Mar 2003 - Present
Jefferson Pilot Securities Corporation 12 years, 9 months Mar 1992 - Dec 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/18/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

2 Customer Disputes

2 Customer Disputes

As of Date
07/18/2011
11/05/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 10/06/1997
Uniform Securities Agent State Law Examination Series 63 04/03/1992
Investment Company Products/Variable Contracts Representative Examination Series 6 04/02/1992

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Hourly Charges
  • Fixed Fees
  • Other: REFERRAL-BASED COMPENSATION