Goldis Financial Group, Inc.
Shareholder, Crop, Srop, Finop
Steven Goldis is a financial professional at H. Beck, Inc., a broker-dealer with 821 registered representatives nationwide. Steven has held an industry securities registration for 28 years and is subject to FINRA oversight.
Top AnswersSteven Bruce Goldis has not answered any questions on Financial Q&A.
|High Net Worth Individuals|
|Pension and Profit Sharing Plans|
|Corporations or Other Businesses|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|H. Beck, Inc.||10 years, 11 months||Apr 2003 - Present|
|Goldis Asset Management, Inc.||17 years, 5 months||Oct 1996 - Present|
|Goldis Asset Management, Inc.||13 years, 2 months||Oct 1996 - Dec 2009|
|G & G Agency of America, Ltd||15 years, 2 months||Feb 1988 - Apr 2003|
|Goldis Agency, Ltd.||15 years, 10 months||Jun 1987 - Apr 2003|
|Goldis Financial Group, Inc.||18 years, 1 month||Mar 1985 - Apr 2003|
|G & G Agency Ltd||31 years, 3 months||Dec 1982 - Present|
No Disclosures Found
2 Regulatory Events
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
|Uniform Investment Adviser Law Examination||Series 65||10/15/2003|
|Registered Options Principal Examination||Series 4||04/11/1988|
|Municipal Securities Principal Examination||Series 53||06/04/1987|
|Financial and Operations Principal Examination||Series 27||09/24/1986|
|General Securities Principal Examination||Series 24||01/08/1986|
|Uniform Securities Agent State Law Examination||Series 63||09/06/1984|
|General Securities Representative Examination||Series 7||08/18/1984|
Types of Compensation Arrangements
- Percentage of Assets
- Hourly Charges
- Fixed Fees