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Steven Bruce Goldis

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Additional Firm:
Goldis Financial Group, Inc.
Shareholder, Crop, Srop, Finop
Type: Registered Representative

Steven Goldis is a financial professional at H. Beck, Inc., a broker-dealer with 791 registered representatives nationwide. Steven has held an industry securities registration for 28 years and is subject to FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
H. Beck, Inc. 12 years, 8 months Apr 2003 - Present
Goldis Asset Management, Inc. 19 years, 2 months Oct 1996 - Present
Goldis Asset Management, Inc. 13 years, 2 months Oct 1996 - Dec 2009
G & G Agency of America, Ltd 15 years, 2 months Feb 1988 - Apr 2003
Goldis Agency, Ltd. 15 years, 10 months Jun 1987 - Apr 2003
Goldis Financial Group, Inc. 18 years, 1 month Mar 1985 - Apr 2003
G & G Agency Ltd 33 years Dec 1982 - Present
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 10/15/2003
Registered Options Principal ExaminationSeries 4 04/11/1988
Municipal Securities Principal ExaminationSeries 53 06/04/1987
Financial and Operations Principal ExaminationSeries 27 09/24/1986
General Securities Principal ExaminationSeries 24 01/08/1986
Uniform Securities Agent State Law ExaminationSeries 63 09/06/1984
General Securities Representative ExaminationSeries 7 08/18/1984

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Steven Bruce Goldis has not answered any questions on Financial Q&A.

Top Articles

Steven Bruce Goldis has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status
Not registered

No Disclosures Found

2 Regulatory Events

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions